Form 144

Results: 602



#Item
281Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 23, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2013-07-22 18:42:55
282Investment / Finance / Stock market / Chicago Stock Exchange / Securities Exchange Act / Futures contract / Regulation NMS / Proprietary trading / Form 144 / Financial economics / Financial markets / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]July 19, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2013-07-19 21:35:16
283Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 18, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2013-07-18 08:14:31
284Taxation in the United States / Law / Military discharge / Police / National security / Security / Social Security

- STANDARD FORM 144 (Rev[removed]Office of Personnel Management The Guide to Processing Personnel Actions

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Source URL: www.azguard.gov

Language: English - Date: 2013-12-31 12:09:43
285Canadian law / Canadian securities regulation / Securities Act / Federal Rules of Civil Procedure / Financial regulation / Law / Financial system / Securities regulation in the United States / Form 144 / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

Securities Act S.N.W.T. 2008, c. 10 Document Type: Implementing Rule

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Source URL: www.justice.gov.nt.ca

Language: English - Date: 2013-09-18 18:14:18
286Canadian law / Canadian securities regulation / Securities Act / Federal Rules of Civil Procedure / Financial regulation / Law / Economy of the United States / Form 144 / Securities regulation in the United States / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

Securities Act S.N.W.T. 2008, c. 10 Document Type: Implementing Rule

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Source URL: www.justice.gov.nt.ca

Language: English - Date: 2013-09-18 17:11:41
287Finance / Financial economics / Business / United States securities law / Security / Form 4 / Insider trading / Regulation D / Form 144 / SEC filings / Stock market / United States Securities and Exchange Commission

Microsoft Word - Refiled Regulation 66.doc

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Source URL: www.dbr.ri.gov

Language: English - Date: 2006-09-15 16:06:41
288Financial system / Canadian securities regulation / Alternative Trading Systems / U.S. Securities and Exchange Commission / Security / Financial Industry Regulatory Authority / Securities Act / Trade Reporting And Compliance Engine / Form 144 / United States securities law / Financial regulation / Financial economics

CSA Notice and Request for Comment: Proposed Amendments to NI[removed]Marketplace Operation and NI[removed]Trading Rules

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-04-24 11:44:00
289Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 18, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2013-07-18 08:19:22
290Financial regulation / New Deal / Securities Act / U.S. Securities and Exchange Commission / Government / Form 144 / Qualified institutional placement / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word - mtwilliams3253.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-08-28 09:48:29
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